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Clinton Peter Kane

KANE FINANCIAL, LLC·WATERVILLE, New York
SIE, Series 7, Series 66Clean record7 years registeredKANE FINANCIAL, LLC
151 WEST MAIN STREET, WATERVILLE, NY 13480CRD# 5352683Firm CRD# 291231

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Clinton Peter Kane · WATERVILLE, NY
Registration
CRD #5352683 · KANE FINANCIAL, LLC · 7 years registered
Brand Profile
Not yet started
01

Career History

KANE FINANCIAL
Feb 2019 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · February 7, 2019
Years registered · 7
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KANE FINANCIAL, LLC
CRD 291231 · SEC 801-122385
AUM
$44M
Regulatory assets under management
Employees
2
506 client accounts
Services offered by KANE FINANCIAL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at KANE FINANCIAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does Clinton Peter Kane offer?
Clinton Peter Kane specializes in Financial Planning, Investment Management. Contact their office in WATERVILLE, New York for a consultation.
What are Clinton Peter Kane's credentials?
Clinton Peter Kane is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Clinton Peter Kane located?
Clinton Peter Kane is based in WATERVILLE, New York, working with KANE FINANCIAL, LLC. Their office serves clients in the WATERVILLE metropolitan area and surrounding communities.
How does Clinton Peter Kane charge for services?
Clinton Peter Kane's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KANE FINANCIAL, LLC?
KANE FINANCIAL, LLC has approximately 2 employees and manages $44M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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