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Mark Anthony Grimaldi

GRIMALDI PORTFOLIO SOLUTIONS, INC·WAPPINGERS FALLS, New York
Series 6, Series 7, Series 24, Series 26, Series 53, Series 63Clean recordGRIMALDI PORTFOLIO SOLUTIONS, INC
1207 ROUTE 9, SUITE 10, WAPPINGERS FALLS, NY 12590CRD# 1456488Firm CRD# 106199

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Anthony Grimaldi · WAPPINGERS FALLS, NY
Registration
CRD #1456488 · GRIMALDI PORTFOLIO SOLUTIONS, INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 24
Series 26
Series 53
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
GRIMALDI PORTFOLIO SOLUTIONS, INC
CRD 106199 · SEC 801-51163
AUM
$107M
Regulatory assets under management
Employees
4
300 client accounts
Services offered by GRIMALDI PORTFOLIO SOLUTIONS, INC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
View all advisors at GRIMALDI PORTFOLIO SOLUTIONS, INC →
Introduction

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Frequently Asked Questions

What services does Mark Anthony Grimaldi offer?
Mark Anthony Grimaldi specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in WAPPINGERS FALLS, New York for a consultation.
What are Mark Anthony Grimaldi's credentials?
Mark Anthony Grimaldi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Anthony Grimaldi located?
Mark Anthony Grimaldi is based in WAPPINGERS FALLS, New York, working with GRIMALDI PORTFOLIO SOLUTIONS, INC. Their office serves clients in the WAPPINGERS FALLS metropolitan area and surrounding communities.
How does Mark Anthony Grimaldi charge for services?
Mark Anthony Grimaldi's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GRIMALDI PORTFOLIO SOLUTIONS, INC?
GRIMALDI PORTFOLIO SOLUTIONS, INC has approximately 4 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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