Unclaimed Profile

Brian Scott Roes

COOPER/HAIMS ADVISORS, LLC·VICTOR, New York

Series 65Clean record5 years registeredCOOPER/HAIMS ADVISORS, LLC

50 SQUARE DRIVE, VICTOR, NY 14564CRD# 5899620Firm CRD# 124122

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Scott Roes · VICTOR, NY

Registration

CRD #5899620 · COOPER/HAIMS ADVISORS, LLC · 5 years registered

Brand Profile

Not yet started

Career History

COOPER/HAIMS ADVISORS, LLC

Apr 2021 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 19, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COOPER/HAIMS ADVISORS, LLC

CRD 124122 · SEC 801-61599

AUM

$853M

Regulatory assets under management

Employees

487 client accounts

Services offered by COOPER/HAIMS ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at COOPER/HAIMS ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Scott Roes offer?

Brian Scott Roes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in VICTOR, New York for a consultation.

What are Brian Scott Roes's credentials?

Brian Scott Roes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Scott Roes located?

Brian Scott Roes is based in VICTOR, New York, working with COOPER/HAIMS ADVISORS, LLC. Their office serves clients in the VICTOR metropolitan area and surrounding communities.

How does Brian Scott Roes charge for services?

Brian Scott Roes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COOPER/HAIMS ADVISORS, LLC?

COOPER/HAIMS ADVISORS, LLC has approximately 14 employees and manages $853M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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