Unclaimed Profile

James Allen Schwartz

HARVEY PARTNERS, LLC·TARRYTOWN, New York

Clean recordHARVEY PARTNERS, LLC

120 WHITE PLAINS ROAD, TARRYTOWN, NY 10591CRD# 4375252Firm CRD# 160681

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Allen Schwartz · TARRYTOWN, NY

Registration

CRD #4375252 · HARVEY PARTNERS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Allen Schwartz is a registered financial advisor based in TARRYTOWN, New York, affiliated with HARVEY PARTNERS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Client Types

Pension & Retirement Plans

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

HARVEY PARTNERS, LLC

AUM

$979M

Regulatory assets under management

Employees

Total firm employees

View all advisors at HARVEY PARTNERS, LLC →

Services

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 4375252

Firm CRD# 160681

View on FINRA BrokerCheck →

Looking for a financial advisor in TARRYTOWN?

Browse all registered financial advisors in TARRYTOWN, New York or claim this profile if it's yours.

Browse TARRYTOWN Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Allen Schwartz offer?

James Allen Schwartz specializes in Retirement Planning, Wealth Management. Contact their office in TARRYTOWN, New York for a consultation.

What are James Allen Schwartz's credentials?

James Allen Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Allen Schwartz located?

James Allen Schwartz is based in TARRYTOWN, New York, working with HARVEY PARTNERS, LLC. Their office serves clients in the TARRYTOWN metropolitan area and surrounding communities.

How does James Allen Schwartz charge for services?

James Allen Schwartz's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARVEY PARTNERS, LLC?

HARVEY PARTNERS, LLC has approximately 5 employees and manages $979M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →