AdvisorOS Directory
Claim Profile
JS

James Allen Schwartz

HARVEY PARTNERS, LLC·TARRYTOWN, New York
Unclaimed Profile
120 WHITE PLAINS ROAD, TARRYTOWN, NY 10591CRD# 4375252Firm CRD# 160681
01

About

James Allen Schwartz is a registered financial advisor based in TARRYTOWN, New York, affiliated with HARVEY PARTNERS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
HARVEY PARTNERS, LLC
HARVEY PARTNERS, LLC
AUM
$979M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at HARVEY PARTNERS, LLC →
Services
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4375252
Firm CRD# 160681
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in TARRYTOWN?

Browse all registered financial advisors in TARRYTOWN, New York or claim this profile if it's yours.

Browse TARRYTOWN AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does James Allen Schwartz offer?
James Allen Schwartz specializes in Retirement Planning, Wealth Management. Contact their office in TARRYTOWN, New York for a consultation.
What are James Allen Schwartz's credentials?
James Allen Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Allen Schwartz located?
James Allen Schwartz is based in TARRYTOWN, New York, working with HARVEY PARTNERS, LLC. Their office serves clients in the TARRYTOWN metropolitan area and surrounding communities.
How does James Allen Schwartz charge for services?
James Allen Schwartz's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARVEY PARTNERS, LLC?
HARVEY PARTNERS, LLC has approximately 5 employees and manages $979M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in TARRYTOWN
Anthony Felix Cimini — HARVEY PARTNERS, LLCJared Michael Cohen — ONYX BRIDGE WEALTH GROUP LLCMichael D Hans — CLARFELD FINANCIAL ADVISORS, LLCJoy Melanie Soodik — CLARFELD FINANCIAL ADVISORS, LLCJeffrey Craig Moskowitz — HARVEY PARTNERS, LLC
Nearby cities in New York
NEW YORK (19803)ROCHESTER (219)WHITE PLAINS (203)PURCHASE (160)SYRACUSE (160)
City Guides
NEW YORK GuideROCHESTER GuideWHITE PLAINS GuidePURCHASE GuideSYRACUSE Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile