Unclaimed Profile

Thomas Anthony Cattani

BRUDERMAN ASSET MANAGEMENT, LLC·SUFFERN, New York

SIE, Series 7, Series 24, Series 63, Series 6519 years registeredBRUDERMAN ASSET MANAGEMENT, LLC

75 MONTEBELLO ROAD, SUFFERN, NY 10901CRD# 5261411Firm CRD# 173565

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Anthony Cattani · SUFFERN, NY

Registration

CRD #5261411 · BRUDERMAN ASSET MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BRUDERMAN ASSET MANAGEMENT, LLC

BRUDERMAN ASSET MANAGEMENT, LLC

Apr 2016 – Sep 2019

SUFFERN, NY

GARY GOLDBERG PLANNING SERVICES INC

Mar 2007 – Jun 2015

SUFFERN, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 5, 2007

Years registered · 19

Disclosure History

2006Regulatory·Final

2005Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GARY GOLDBERG PLANNING SERVICES, LLC

CRD 173565 · SEC 801-81097

AUM

$486M

Regulatory assets under management

Employees

488 client accounts

Services offered by GARY GOLDBERG PLANNING SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GARY GOLDBERG PLANNING SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Anthony Cattani offer?

Thomas Anthony Cattani specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Anthony Cattani's credentials?

Thomas Anthony Cattani is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Anthony Cattani located?

Thomas Anthony Cattani is based in SUFFERN, New York, last registered with BRUDERMAN ASSET MANAGEMENT, LLC.

How does Thomas Anthony Cattani charge for services?

Thomas Anthony Cattani's firm is compensated through percentage of aum, hourly charges, subscription fees, other: sharing in performance-based fees for certain private funds. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRUDERMAN ASSET MANAGEMENT, LLC?

BRUDERMAN ASSET MANAGEMENT, LLC has approximately 26 employees and manages $486M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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