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Gregory Ralph Capozzi

THE WINDMILL GROUP, INC.·SOMERS, New York
SIE, Series 3, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 654 years registeredTHE WINDMILL GROUP, INC.
253 ROUTE 202, SOMERS, NY 10589CRD# 1989246Firm CRD# 8384

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gregory Ralph Capozzi · SOMERS, NY
Registration
CRD #1989246 · THE WINDMILL GROUP, INC. · 4 years registered
Brand Profile
Not yet started
01

Career History

MML INVESTORS SERVICES, LLC
Jan 2025 – present
MML INVESTORS SERVICES, LLC
May 2024 – present
THE WINDMILL GROUP, INC.
Dec 2021 – Sep 2024
SOMERS, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 4
Series 7
Series 24
Series 52TO
Series 53
Series 63
Series 65
Registration record
First registered · December 21, 2021
Years registered · 4
03

Disclosure History

2016Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
THE WINDMILL GROUP, INC.
CRD 8384 · SEC 801-120154
AUM
$32M
Regulatory assets under management
Employees
4
198 client accounts
Services offered by THE WINDMILL GROUP, INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at THE WINDMILL GROUP, INC. →
Introduction

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05

Frequently Asked Questions

What services does Gregory Ralph Capozzi offer?
Gregory Ralph Capozzi specializes in Investment Management. Contact their office in SOMERS, New York for a consultation.
What are Gregory Ralph Capozzi's credentials?
Gregory Ralph Capozzi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory Ralph Capozzi located?
Gregory Ralph Capozzi is based in SOMERS, New York, working with THE WINDMILL GROUP, INC.. Their office serves clients in the SOMERS metropolitan area and surrounding communities.
How does Gregory Ralph Capozzi charge for services?
Gregory Ralph Capozzi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE WINDMILL GROUP, INC.?
THE WINDMILL GROUP, INC. has approximately 4 employees and manages $32M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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SOMERS, NY

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