Unclaimed Profile

Michael John Murphy

MURPHY & MULLICK CAPITAL MANAGEMENT CORP·SMITHTOWN, New York

SIE, Series 7, Series 63, Series 6611 years registeredMURPHY & MULLICK CAPITAL MANAGEMENT CORP

22 LAWRENCE AVE, SMITHTOWN, NY 11787CRD# 5294021Firm CRD# 328629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael John Murphy · SMITHTOWN, NY

Registration

CRD #5294021 · MURPHY & MULLICK CAPITAL MANAGEMENT CORP · 11 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Oct 2024 – present

MURPHY & MULLICK CAPITAL MANAGEMENT CORP

Aug 2024 – present

AMERICAN PORTFOLIOS ADVISORS, INC

May 2019 – Oct 2024

HOLBROOK, NY

CETERA ADVISORS LLC

Oct 2016 – May 2019

SMITHTOWN, NY

INVESTORS CAPITAL ADVISORY

Oct 2014 – Oct 2016

SMITHTOWN, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · October 8, 2014

Years registered · 11

Disclosure History

2008Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MURPHY & MULLICK CAPITAL MANAGEMENT CORP

CRD 328629 · SEC 801-130904

AUM

$136M

Regulatory assets under management

Employees

292 client accounts

Services offered by MURPHY & MULLICK CAPITAL MANAGEMENT CORP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MURPHY & MULLICK CAPITAL MANAGEMENT CORP →

Introduction

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Frequently Asked Questions

What services does Michael John Murphy offer?

Michael John Murphy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SMITHTOWN, New York for a consultation.

What are Michael John Murphy's credentials?

Michael John Murphy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael John Murphy located?

Michael John Murphy is based in SMITHTOWN, New York, working with MURPHY & MULLICK CAPITAL MANAGEMENT CORP. Their office serves clients in the SMITHTOWN metropolitan area and surrounding communities.

How does Michael John Murphy charge for services?

Michael John Murphy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MURPHY & MULLICK CAPITAL MANAGEMENT CORP?

MURPHY & MULLICK CAPITAL MANAGEMENT CORP has approximately 5 employees and manages $136M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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