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Iii Hermes Del-Sette

DEL-SETTE CAPITAL MANAGEMENT, LLC·SCHENECTADY, New York
Series 7, Series 66CFPClean record21 years registeredDEL-SETTE CAPITAL MANAGEMENT, LLC
1332 UNION ST., SCHENECTADY, NY 12308CRD# 3098267Firm CRD# 159052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Iii Hermes Del-Sette · SCHENECTADY, NY
Registration
CRD #3098267 · DEL-SETTE CAPITAL MANAGEMENT, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

DEL-SETTE CAPITAL MANAGEMENT, LLC
Feb 2012 – present
NEXT FINANCIAL GROUP, INC.
Dec 2011 – May 2012
GUILDERLAND, NY
PARK AVENUE SECURITIES LLC
Jan 2005 – Jul 2005
GLENS FALLS, NY
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · January 25, 2005
Years registered · 21
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DEL-SETTE CAPITAL MANAGEMENT, LLC
CRD 159052 · SEC 801-79849
AUM
$152M
Regulatory assets under management
Employees
9
749 client accounts
Services offered by DEL-SETTE CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at DEL-SETTE CAPITAL MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Iii Hermes Del-Sette offer?
Iii Hermes Del-Sette specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in SCHENECTADY, New York for a consultation.
What are Iii Hermes Del-Sette's credentials?
Iii Hermes Del-Sette holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Iii Hermes Del-Sette located?
Iii Hermes Del-Sette is based in SCHENECTADY, New York, working with DEL-SETTE CAPITAL MANAGEMENT, LLC. Their office serves clients in the SCHENECTADY metropolitan area and surrounding communities.
How does Iii Hermes Del-Sette charge for services?
Iii Hermes Del-Sette's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DEL-SETTE CAPITAL MANAGEMENT, LLC?
DEL-SETTE CAPITAL MANAGEMENT, LLC has approximately 9 employees and manages $152M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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