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Kimberly M. Griffin

IROQUOIS CAPITAL MANAGEMENT, LLC·SCARSDALE, New York
Unclaimed Profile
2 OVERHILL ROAD, SCARSDALE, NY 10583CRD# 4311268Firm CRD# 159769
01

About

Kimberly M. Griffin is a registered financial advisor based in SCARSDALE, New York, affiliated with IROQUOIS CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
IROQUOIS CAPITAL MANAGEMENT, LLC
IROQUOIS CAPITAL MANAGEMENT, LLC
AUM
$156M
Regulatory assets under management
Employees
—
Total firm employees
View all advisors at IROQUOIS CAPITAL MANAGEMENT, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4311268
Firm CRD# 159769
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kimberly M. Griffin offer?
Kimberly M. Griffin specializes in Retirement Planning. Contact their office in SCARSDALE, New York for a consultation.
What are Kimberly M. Griffin's credentials?
Kimberly M. Griffin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kimberly M. Griffin located?
Kimberly M. Griffin is based in SCARSDALE, New York, working with IROQUOIS CAPITAL MANAGEMENT, LLC. Their office serves clients in the SCARSDALE metropolitan area and surrounding communities.
How does Kimberly M. Griffin charge for services?
Kimberly M. Griffin's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is IROQUOIS CAPITAL MANAGEMENT, LLC?
IROQUOIS CAPITAL MANAGEMENT, LLC is a registered investment adviser with the SEC, managing $156M in regulatory assets under management. See their Form ADV for full details.
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