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David Andrew Caldwell

HARVEST CAPITAL ASSETS, LLC·SANBORN, New York
Series 65Clean record7 years registeredHARVEST CAPITAL ASSETS, LLC
4324 HEFFREN DR., SANBORN, NY 14132CRD# 6454144Firm CRD# 269951

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Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Andrew Caldwell · SANBORN, NY
Registration
CRD #6454144 · HARVEST CAPITAL ASSETS, LLC · 7 years registered
Brand Profile
Not yet started
01

Career History

HARVEST CAPITAL ASSETS, LLC
Jun 2019 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · June 3, 2019
Years registered · 7
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HARVEST CAPITAL ASSETS, LLC
CRD 269951 · SEC 801-121485
AUM
$58M
Regulatory assets under management
Employees
3
294 client accounts
Services offered by HARVEST CAPITAL ASSETS, LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at HARVEST CAPITAL ASSETS, LLC →
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05

Frequently Asked Questions

What services does David Andrew Caldwell offer?
David Andrew Caldwell specializes in Investment Management. Contact their office in SANBORN, New York for a consultation.
What are David Andrew Caldwell's credentials?
David Andrew Caldwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Andrew Caldwell located?
David Andrew Caldwell is based in SANBORN, New York, working with HARVEST CAPITAL ASSETS, LLC. Their office serves clients in the SANBORN metropolitan area and surrounding communities.
How does David Andrew Caldwell charge for services?
David Andrew Caldwell's firm is compensated through percentage of aum, other: sub advisory. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARVEST CAPITAL ASSETS, LLC?
HARVEST CAPITAL ASSETS, LLC has approximately 3 employees and manages $58M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HARVEST CAPITAL ASSETS, LLC

Alexander L Skabry
SANBORN, NY

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