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Luke Mcdaniel Babcock

SAYBROOK CAPITAL CORP·SAG HARBOR, New York
Clean recordSAYBROOK CAPITAL CORP
7 SPRING STREET, SAG HARBOR, NY 11963CRD# 2454138Firm CRD# 107679

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Luke Mcdaniel Babcock · SAG HARBOR, NY
Registration
CRD #2454138 · SAYBROOK CAPITAL CORP
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Luke Mcdaniel Babcock is a registered financial advisor based in SAG HARBOR, New York, affiliated with SAYBROOK CAPITAL CORP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
SAYBROOK CAPITAL CORP
SAYBROOK CAPITAL CORP
AUM
$438M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at SAYBROOK CAPITAL CORP →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2454138
Firm CRD# 107679
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Luke Mcdaniel Babcock offer?
Luke Mcdaniel Babcock specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SAG HARBOR, New York for a consultation.
What are Luke Mcdaniel Babcock's credentials?
Luke Mcdaniel Babcock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Luke Mcdaniel Babcock located?
Luke Mcdaniel Babcock is based in SAG HARBOR, New York, working with SAYBROOK CAPITAL CORP. Their office serves clients in the SAG HARBOR metropolitan area and surrounding communities.
How does Luke Mcdaniel Babcock charge for services?
Luke Mcdaniel Babcock's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAYBROOK CAPITAL CORP?
SAYBROOK CAPITAL CORP has approximately 5 employees and manages $438M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SAYBROOK CAPITAL CORP

Scott Robinson Hirsch
SAG HARBOR, NY
Scott Robinson Hirsch
SAG HARBOR, NY
Bruce Mcdaniel Babcock
SAG HARBOR, NY

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