AdvisorOS Directory
Claim Profile
Unclaimed Profile
NW

Norman E Wells

SFW CAPITAL PARTNERS, LLC·RYE, New York
Clean recordSFW CAPITAL PARTNERS, LLC
22 ELM PLACE, RYE, NY 10580CRD# 6027132Firm CRD# 160561

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Norman E Wells · RYE, NY
Registration
CRD #6027132 · SFW CAPITAL PARTNERS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Norman E Wells is a registered financial advisor based in RYE, New York, affiliated with SFW CAPITAL PARTNERS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

Speak with Norman

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Norman is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
SFW CAPITAL PARTNERS, L.P.
SFW CAPITAL PARTNERS
AUM
$967M
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at SFW CAPITAL PARTNERS, L.P. →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: FEE INCOME FROM PORTFOLIO COMPANIES OF FUND
Regulatory
SEC/IARD CRD# 6027132
Firm CRD# 160561
View on FINRA BrokerCheck →

Looking for a financial advisor in RYE?

Browse all registered financial advisors in RYE, New York or claim this profile if it's yours.

Browse RYE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Norman E Wells offer?
Norman E Wells specializes in Retirement Planning. Contact their office in RYE, New York for a consultation.
What are Norman E Wells's credentials?
Norman E Wells is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Norman E Wells located?
Norman E Wells is based in RYE, New York, working with SFW CAPITAL PARTNERS, LLC. Their office serves clients in the RYE metropolitan area and surrounding communities.
How does Norman E Wells charge for services?
Norman E Wells's firm is compensated through percentage of aum, performance-based fees, other: fee income from portfolio companies of fund. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SFW CAPITAL PARTNERS, LLC?
SFW CAPITAL PARTNERS, LLC has approximately 10 employees and manages $967M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SFW CAPITAL PARTNERS, LLC

Thomas Philip Salice
RYE, NY
David Newton Webb
RYE, NY
Paresh Vaish
RYE, NY
Joseph Testani
RYE, NY
Roger Cary Freeman
RYE, NY
Terry D Smith
RYE, NY

More Advisors in RYE, New York

Julian Nmn Koski
NEW AGE ALPHA ADVISORS, LLC·RYE, NY
John "nmn" Daileader
GREENBRIAR EQUITY GROUP, L.P.·RYE, NY
Michael Scott Goldstein
BRACCO ASSET MANAGEMENT, LP·RYE, NY
Steven Omar Palmer
PRAESAGIO PARTNERS, LLC·RYE, NY
Timothy Joseph White
DUNES POINT CAPITAL, L.L.C.·RYE, NY
Marc Philip Sussman
ATREVIDA PARTNERS, LLC·RYE, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (19263)ROCHESTER (218)WHITE PLAINS (195)PURCHASE (158)SYRACUSE (156)BUFFALO (129)BROOKLYN (127)ALBANY (121)PITTSFORD (111)NEW YORK CITY (110)
City Guides
NEW YORK GuideROCHESTER GuideWHITE PLAINS GuidePURCHASE GuideSYRACUSE Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile