Unclaimed Profile

James Andrew Baker

DUNES POINT CAPITAL, L.P.·RYE, New York

Clean recordDUNES POINT CAPITAL, L.P.

411 THEODORE FREMD AVE., RYE, NY 10580CRD# 3045703Firm CRD# 172538

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Andrew Baker · RYE, NY

Registration

CRD #3045703 · DUNES POINT CAPITAL, L.P.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Andrew Baker is a registered financial advisor based in RYE, New York, affiliated with DUNES POINT CAPITAL, L.P.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

DUNES POINT CAPITAL, L.P.

AUM

$2.0B

Regulatory assets under management

Employees

Total firm employees

View all advisors at DUNES POINT CAPITAL, L.P. →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 3045703

Firm CRD# 172538

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Andrew Baker offer?

James Andrew Baker specializes in Retirement Planning. Contact their office in RYE, New York for a consultation.

What are James Andrew Baker's credentials?

James Andrew Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Andrew Baker located?

James Andrew Baker is based in RYE, New York, working with DUNES POINT CAPITAL, L.P.. Their office serves clients in the RYE metropolitan area and surrounding communities.

How does James Andrew Baker charge for services?

James Andrew Baker's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUNES POINT CAPITAL, L.P.?

DUNES POINT CAPITAL, L.P. has approximately 28 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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