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Lisa Ann Kelly

FEDERMANN FINANCIAL ADVISORS INC.·ROCKY POINT, New York
Clean recordFEDERMANN FINANCIAL ADVISORS INC.
745 ROUTE 25A, SUITE C, ROCKY POINT, NY 11778CRD# 5110571Firm CRD# 129975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lisa Ann Kelly · ROCKY POINT, NY
Registration
CRD #5110571 · FEDERMANN FINANCIAL ADVISORS INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Lisa Ann Kelly is a registered financial advisor based in ROCKY POINT, New York, affiliated with FEDERMANN FINANCIAL ADVISORS INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
FEDERMANN FINANCIAL ADVISORS INC.
FEDERMANN FINANCIAL ADVISORS INC.
AUM
$78M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at FEDERMANN FINANCIAL ADVISORS INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5110571
Firm CRD# 129975
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Lisa Ann Kelly offer?
Lisa Ann Kelly specializes in Financial Planning, Investment Management. Contact their office in ROCKY POINT, New York for a consultation.
What are Lisa Ann Kelly's credentials?
Lisa Ann Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lisa Ann Kelly located?
Lisa Ann Kelly is based in ROCKY POINT, New York, working with FEDERMANN FINANCIAL ADVISORS INC.. Their office serves clients in the ROCKY POINT metropolitan area and surrounding communities.
How does Lisa Ann Kelly charge for services?
Lisa Ann Kelly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FEDERMANN FINANCIAL ADVISORS INC.?
FEDERMANN FINANCIAL ADVISORS INC. has approximately 4 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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