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Lisa Ann Kelly

FEDERMANN FINANCIAL ADVISORS INC.·ROCKY POINT, New York
Series 65Clean record5 years registeredFEDERMANN FINANCIAL ADVISORS INC.
745 ROUTE 25A, SUITE C, ROCKY POINT, NY 11778CRD# 5110571Firm CRD# 129975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lisa Ann Kelly · ROCKY POINT, NY
Registration
CRD #5110571 · FEDERMANN FINANCIAL ADVISORS INC. · 5 years registered
Brand Profile
Not yet started
01

Career History

FEDERMANN FINANCIAL ADVISORS INC.
Jun 2021 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · June 23, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FEDERMANN FINANCIAL ADVISORS INC.
CRD 129975 · SEC 801-71273
AUM
$78M
Regulatory assets under management
Employees
4
152 client accounts
Services offered by FEDERMANN FINANCIAL ADVISORS INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FEDERMANN FINANCIAL ADVISORS INC. →
Introduction

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05

Frequently Asked Questions

What services does Lisa Ann Kelly offer?
Lisa Ann Kelly specializes in Financial Planning, Investment Management. Contact their office in ROCKY POINT, New York for a consultation.
What are Lisa Ann Kelly's credentials?
Lisa Ann Kelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lisa Ann Kelly located?
Lisa Ann Kelly is based in ROCKY POINT, New York, working with FEDERMANN FINANCIAL ADVISORS INC.. Their office serves clients in the ROCKY POINT metropolitan area and surrounding communities.
How does Lisa Ann Kelly charge for services?
Lisa Ann Kelly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FEDERMANN FINANCIAL ADVISORS INC.?
FEDERMANN FINANCIAL ADVISORS INC. has approximately 4 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
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