Unclaimed Profile

Karen Sue Westervelt

HEALTHCARE COMMUNITY SECURITIES CORPORATION·RENSSELAER, New York

HEALTHCARE COMMUNITY SECURITIES CORPORATION

ONE EMPIRE DRIVE, RENSSELAER, NY 12144CRD# 6852074Firm CRD# 36026

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Sue Westervelt · RENSSELAER, NY

Registration

CRD #6852074 · HEALTHCARE COMMUNITY SECURITIES CORPORATION

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

Karen Sue Westervelt is a registered financial advisor based in RENSSELAER, New York, affiliated with HEALTHCARE COMMUNITY SECURITIES CORPORATION. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Wealth Management

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

HEALTHCARE COMMUNITY SECURITIES CORPORATION

HANYS BENEFIT SERVICES

AUM

$3.9B

Regulatory assets under management

Employees

Total firm employees

View all advisors at HEALTHCARE COMMUNITY SECURITIES CORPORATION →

Services

Selection of other advisers

Publication of periodicals/newsletters

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 6852074

Firm CRD# 36026

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Karen Sue Westervelt offer?

Karen Sue Westervelt specializes in Wealth Management. Contact their office in RENSSELAER, New York for a consultation.

What are Karen Sue Westervelt's credentials?

Karen Sue Westervelt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Sue Westervelt located?

Karen Sue Westervelt is based in RENSSELAER, New York, working with HEALTHCARE COMMUNITY SECURITIES CORPORATION. Their office serves clients in the RENSSELAER metropolitan area and surrounding communities.

How does Karen Sue Westervelt charge for services?

Karen Sue Westervelt's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HEALTHCARE COMMUNITY SECURITIES CORPORATION?

HEALTHCARE COMMUNITY SECURITIES CORPORATION has approximately 10 employees and manages $3.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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