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Roger C Knudsen

SAGUENAY STRATHMORE CAPITAL, LLC·PURCHASE, New York
Clean recordSAGUENAY STRATHMORE CAPITAL, LLC
2 MANHATTANVILLE RD., PURCHASE, NY 10577-2118CRD# 2307830Firm CRD# 138694

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roger C Knudsen · PURCHASE, NY
Registration
CRD #2307830 · SAGUENAY STRATHMORE CAPITAL, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Roger C Knudsen is a registered financial advisor based in PURCHASE, New York, affiliated with SAGUENAY STRATHMORE CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
SAGUENAY STRATHMORE CAPITAL, LLC
SAGUENAY STRATHMORE CAPITAL, LLC
AUM
$1.1B
Regulatory assets under management
Employees
13
Total firm employees
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 2307830
Firm CRD# 138694
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Roger C Knudsen offer?
Roger C Knudsen specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PURCHASE, New York for a consultation.
What are Roger C Knudsen's credentials?
Roger C Knudsen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roger C Knudsen located?
Roger C Knudsen is based in PURCHASE, New York, working with SAGUENAY STRATHMORE CAPITAL, LLC. Their office serves clients in the PURCHASE metropolitan area and surrounding communities.
How does Roger C Knudsen charge for services?
Roger C Knudsen's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAGUENAY STRATHMORE CAPITAL, LLC?
SAGUENAY STRATHMORE CAPITAL, LLC has approximately 13 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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