Unclaimed Profile

James Neil Crabb

ONE OAK CAPITAL MANAGEMENT, LLC·PURCHASE, New York

SIE, Series 7, Series 52, Series 53, Series 63, Series 657 years registeredONE OAK CAPITAL MANAGEMENT, LLC

287 BOWMAN AVE., PURCHASE, NY 10577CRD# 2175143Firm CRD# 170339

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Neil Crabb · PURCHASE, NY

Registration

CRD #2175143 · ONE OAK CAPITAL MANAGEMENT, LLC · 7 years registered

Brand Profile

Not yet started

Career History

ONE OAK CAPITAL MANAGEMENT, LLC

Jun 2019 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 52

Series 53

Series 63

Series 65

Registration record

First registered · June 3, 2019

Years registered · 7

Disclosure History

1989Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ONE OAK CAPITAL MANAGEMENT, LLC

CRD 170339 · SEC 801-114497

AUM

$283M

Regulatory assets under management

Employees

372 client accounts

Services offered by ONE OAK CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at ONE OAK CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Neil Crabb offer?

James Neil Crabb specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PURCHASE, New York for a consultation.

What are James Neil Crabb's credentials?

James Neil Crabb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Neil Crabb located?

James Neil Crabb is based in PURCHASE, New York, working with ONE OAK CAPITAL MANAGEMENT, LLC. Their office serves clients in the PURCHASE metropolitan area and surrounding communities.

How does James Neil Crabb charge for services?

James Neil Crabb's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ONE OAK CAPITAL MANAGEMENT, LLC?

ONE OAK CAPITAL MANAGEMENT, LLC has approximately 12 employees and manages $283M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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