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Brian Christopher Mark

ST. JAMES INVESTMENT ADVISORS, LLC·PORT JEFFERSON, New York
Series 65Clean record23 years registeredST. JAMES INVESTMENT ADVISORS, LLC
414 MAIN STREET, PORT JEFFERSON, NY 11777CRD# 3218604Firm CRD# 283880

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Christopher Mark · PORT JEFFERSON, NY
Registration
CRD #3218604 · ST. JAMES INVESTMENT ADVISORS, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

ST. JAMES INVESTMENT ADVISORS, LLC
May 2016 – present
LIBERTY ST. JAMES
Mar 2005 – Dec 2005
SMITHTOWN, NY
ST. JAMES INVESTMENT COMPANY, LLC
Mar 2003 – Nov 2016
PORT JEFFERSON, NY
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 13, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ST. JAMES INVESTMENT ADVISORS, LLC
CRD 283880 · SEC 801-107821
AUM
$69M
Regulatory assets under management
Employees
7
216 client accounts
Services offered by ST. JAMES INVESTMENT ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at ST. JAMES INVESTMENT ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Brian Christopher Mark offer?
Brian Christopher Mark specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PORT JEFFERSON, New York for a consultation.
What are Brian Christopher Mark's credentials?
Brian Christopher Mark is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Christopher Mark located?
Brian Christopher Mark is based in PORT JEFFERSON, New York, working with ST. JAMES INVESTMENT ADVISORS, LLC. Their office serves clients in the PORT JEFFERSON metropolitan area and surrounding communities.
How does Brian Christopher Mark charge for services?
Brian Christopher Mark's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ST. JAMES INVESTMENT ADVISORS, LLC?
ST. JAMES INVESTMENT ADVISORS, LLC has approximately 7 employees and manages $69M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ST. JAMES INVESTMENT ADVISORS, LLC

John Andrew Spicciatie
PORT JEFFERSON, NY

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