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Richard George Rohman

TIMECAPITAL INVESTOR ADVISORY SERVICES INC·PORT JEFFERSON STATION, New York
SIE, Series 1, Series 7TO, Series 14, Series 24, Series 40, Series 51, Series 52TO, Series 63, Series 79TO, Series 99TOClean recordTIMECAPITAL INVESTOR ADVISORY SERVICES INC
ONE ROOSEVELT AVENUE, PORT JEFFERSON STATION, NY 11776CRD# 403074Firm CRD# 105672

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard George Rohman · PORT JEFFERSON STATION, NY
Registration
CRD #403074 · TIMECAPITAL INVESTOR ADVISORY SERVICES INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 7TO
Series 14
Series 24
Series 40
Series 51
Series 52TO
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TIMECAPITAL INVESTOR ADVISORY SERVICES INC
CRD 105672 · SEC 801-11732
AUM
$241M
Regulatory assets under management
Employees
2
532 client accounts
Services offered by TIMECAPITAL INVESTOR ADVISORY SERVICES INC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at TIMECAPITAL INVESTOR ADVISORY SERVICES INC →
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Frequently Asked Questions

What services does Richard George Rohman offer?
Richard George Rohman specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PORT JEFFERSON STATION, New York for a consultation.
What are Richard George Rohman's credentials?
Richard George Rohman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard George Rohman located?
Richard George Rohman is based in PORT JEFFERSON STATION, New York, working with TIMECAPITAL INVESTOR ADVISORY SERVICES INC. Their office serves clients in the PORT JEFFERSON STATION metropolitan area and surrounding communities.
How does Richard George Rohman charge for services?
Richard George Rohman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TIMECAPITAL INVESTOR ADVISORY SERVICES INC?
TIMECAPITAL INVESTOR ADVISORY SERVICES INC has approximately 2 employees and manages $241M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TIMECAPITAL INVESTOR ADVISORY SERVICES INC

Alex John Rohman
PORT JEFFERSON STATION, NY
Jeffrey Philip Harriton
PORT JEFFERSON STATION, NY

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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