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David K (mi Only) Sherman

CROSSINGBRIDGE ADVISORS, LLC·PLEASANTVILLE, New York
Clean recordCROSSINGBRIDGE ADVISORS, LLC
427 BEDFORD ROAD, SUITE 220, PLEASANTVILLE, NY 10570CRD# 1304089Firm CRD# 286594

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David K (mi Only) Sherman · PLEASANTVILLE, NY
Registration
CRD #1304089 · CROSSINGBRIDGE ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

David K (mi Only) Sherman is a registered financial advisor based in PLEASANTVILLE, New York, affiliated with CROSSINGBRIDGE ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
CROSSINGBRIDGE ADVISORS, LLC
CROSSINGBRIDGE ADVISORS, LLC
AUM
$2.8B
Regulatory assets under management
Employees
14
Total firm employees
View all advisors at CROSSINGBRIDGE ADVISORS, LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 1304089
Firm CRD# 286594
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David K (mi Only) Sherman offer?
David K (mi Only) Sherman specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PLEASANTVILLE, New York for a consultation.
What are David K (mi Only) Sherman's credentials?
David K (mi Only) Sherman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David K (mi Only) Sherman located?
David K (mi Only) Sherman is based in PLEASANTVILLE, New York, working with CROSSINGBRIDGE ADVISORS, LLC. Their office serves clients in the PLEASANTVILLE metropolitan area and surrounding communities.
How does David K (mi Only) Sherman charge for services?
David K (mi Only) Sherman's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CROSSINGBRIDGE ADVISORS, LLC?
CROSSINGBRIDGE ADVISORS, LLC has approximately 14 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Jonathan Seth Barkoe
PLEASANTVILLE, NY

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