Unclaimed Profile

Thomas Wayne Griffith

KARPUS MANAGEMENT INC·PITTSFORD, New York

KARPUS MANAGEMENT INC

183 SULLY'S TRAIL, PITTSFORD, NY 14534CRD# 1634274Firm CRD# 110275

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Wayne Griffith · PITTSFORD, NY

Registration

CRD #1634274 · KARPUS MANAGEMENT INC

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Thomas Wayne Griffith is a registered financial advisor based in PITTSFORD, New York, affiliated with KARPUS MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Introduction

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Firm Overview

Firm

KARPUS MANAGEMENT INC

KARPUS INVESTMENT MANAGEMENT

AUM

$4.0B

Regulatory assets under management

Employees

Total firm employees

View all advisors at KARPUS MANAGEMENT INC →

Services

Portfolio management (individuals)

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1634274

Firm CRD# 110275

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Wayne Griffith offer?

Thomas Wayne Griffith specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PITTSFORD, New York for a consultation.

What are Thomas Wayne Griffith's credentials?

Thomas Wayne Griffith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Wayne Griffith located?

Thomas Wayne Griffith is based in PITTSFORD, New York, working with KARPUS MANAGEMENT INC. Their office serves clients in the PITTSFORD metropolitan area and surrounding communities.

How does Thomas Wayne Griffith charge for services?

Thomas Wayne Griffith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KARPUS MANAGEMENT INC?

KARPUS MANAGEMENT INC has approximately 38 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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