Unclaimed Profile

George William Karpus

KARPUS MANAGEMENT INC·PITTSFORD, New York

Series 2Clean record16 years registeredKARPUS MANAGEMENT INC

183 SULLY'S TRAIL, PITTSFORD, NY 14534CRD# 2356404Firm CRD# 110275

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George William Karpus · PITTSFORD, NY

Registration

CRD #2356404 · KARPUS MANAGEMENT INC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KARPUS MANAGEMENT INC

KARPUS INVESTMENT MANAGEMENT

Jul 2010 – Oct 2020

NAPLES, FL

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · July 14, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KARPUS MANAGEMENT INC

CRD 110275 · SEC 801-29607

AUM

$4.0B

Regulatory assets under management

Employees

2,208 client accounts

Services offered by KARPUS MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at KARPUS MANAGEMENT INC →

Introduction

Speak with George

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if George is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PITTSFORD?

Browse all registered financial advisors in PITTSFORD, New York or claim this profile if it's yours.

Browse PITTSFORD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does George William Karpus offer?

George William Karpus specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are George William Karpus's credentials?

George William Karpus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George William Karpus located?

George William Karpus is based in PITTSFORD, New York, last registered with KARPUS MANAGEMENT INC.

How does George William Karpus charge for services?

George William Karpus's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KARPUS MANAGEMENT INC?

KARPUS MANAGEMENT INC has approximately 38 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →