Unclaimed Profile

Neil Joseph Farrell

FARRELL FINANCIAL LLC·ORCHARD PARK, New York

SIE, Series 7, Series 63, Series 65Clean record12 years registeredFARRELL FINANCIAL LLC

21 PRINCETON PLACE, ORCHARD PARK, NY 14127CRD# 2616378Firm CRD# 321609

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Neil Joseph Farrell · ORCHARD PARK, NY

Registration

CRD #2616378 · FARRELL FINANCIAL LLC · 12 years registered

Brand Profile

Not yet started

Career History

FARRELL FINANCIAL

Jul 2022 – present

ARBOR POINT ADVISORS

May 2014 – Aug 2022

ORCHARD PARK, NY

CADARET GRANT & CO INC

Apr 2014 – May 2014

ORCHARD PARK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · April 11, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FARRELL FINANCIAL LLC

CRD 321609 · SEC 801-125815

AUM

$142M

Regulatory assets under management

Employees

340 client accounts

Services offered by FARRELL FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FARRELL FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Neil Joseph Farrell offer?

Neil Joseph Farrell specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ORCHARD PARK, New York for a consultation.

What are Neil Joseph Farrell's credentials?

Neil Joseph Farrell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Neil Joseph Farrell located?

Neil Joseph Farrell is based in ORCHARD PARK, New York, working with FARRELL FINANCIAL LLC. Their office serves clients in the ORCHARD PARK metropolitan area and surrounding communities.

How does Neil Joseph Farrell charge for services?

Neil Joseph Farrell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FARRELL FINANCIAL LLC?

FARRELL FINANCIAL LLC has approximately 2 employees and manages $142M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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