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Leo Abner Guthart

TOPSPIN MANAGEMENT COMPANY LLC·OLD WESTBURY, New York
Clean recordTOPSPIN MANAGEMENT COMPANY LLC
96 IU WILLETS ROAD, OLD WESTBURY, NY 11568CRD# 6030495Firm CRD# 167763

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Leo Abner Guthart · OLD WESTBURY, NY
Registration
CRD #6030495 · TOPSPIN MANAGEMENT COMPANY LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Leo Abner Guthart is a registered financial advisor based in OLD WESTBURY, New York, affiliated with TOPSPIN MANAGEMENT COMPANY LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
TOPSPIN MANAGEMENT COMPANY LLC
TOPSPIN MANAGEMENT COMPANY LLC
AUM
$203M
Regulatory assets under management
Employees
Total firm employees
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6030495
Firm CRD# 167763
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Leo Abner Guthart offer?
Leo Abner Guthart specializes in Retirement Planning. Contact their office in OLD WESTBURY, New York for a consultation.
What are Leo Abner Guthart's credentials?
Leo Abner Guthart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Leo Abner Guthart located?
Leo Abner Guthart is based in OLD WESTBURY, New York, working with TOPSPIN MANAGEMENT COMPANY LLC. Their office serves clients in the OLD WESTBURY metropolitan area and surrounding communities.
How does Leo Abner Guthart charge for services?
Leo Abner Guthart's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TOPSPIN MANAGEMENT COMPANY LLC?
TOPSPIN MANAGEMENT COMPANY LLC is a registered investment adviser with the SEC, managing $203M in regulatory assets under management. See their Form ADV for full details.
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