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William Francis Dawson

WELLSPRING CAPITAL MANAGEMENT LLC·NEW YORK, New York
Clean recordWELLSPRING CAPITAL MANAGEMENT LLC
605 THIRD AVENUE, NEW YORK, NY 10158CRD# 1554547Firm CRD# 161184

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Francis Dawson · NEW YORK, NY
Registration
CRD #1554547 · WELLSPRING CAPITAL MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

William Francis Dawson is a registered financial advisor based in NEW YORK, New York, affiliated with WELLSPRING CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
WELLSPRING CAPITAL MANAGEMENT LLC
WELLSPRING CAPITAL MANAGEMENT LLC
AUM
$901M
Regulatory assets under management
Employees
22
Total firm employees
View all advisors at WELLSPRING CAPITAL MANAGEMENT LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: TRANSACTION FEES AS DESCRIBED IN PART 2A.
Regulatory
SEC/IARD CRD# 1554547
Firm CRD# 161184
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does William Francis Dawson offer?
William Francis Dawson specializes in Retirement Planning. Contact their office in NEW YORK, New York for a consultation.
What are William Francis Dawson's credentials?
William Francis Dawson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Francis Dawson located?
William Francis Dawson is based in NEW YORK, New York, working with WELLSPRING CAPITAL MANAGEMENT LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does William Francis Dawson charge for services?
William Francis Dawson's firm is compensated through percentage of aum, performance-based fees, other: transaction fees as described in part 2a.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WELLSPRING CAPITAL MANAGEMENT LLC?
WELLSPRING CAPITAL MANAGEMENT LLC has approximately 22 employees and manages $901M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Greg S Feldman
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