Unclaimed Profile

Wayne J Powers

CREDIT SUISSE SECURITIES (USA) LLC·NEW YORK, New York

CREDIT SUISSE SECURITIES (USA) LLC

11 MADISON AVENUE, NEW YORK, NY 10010CRD# 2444741Firm CRD# 816

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wayne J Powers · NEW YORK, NY

Registration

CRD #2444741 · CREDIT SUISSE SECURITIES (USA) LLC

Brand Profile

Not yet started

Disclosure history

19 disclosures on file · See FINRA BrokerCheck for full record

About

Wayne J Powers is a registered financial advisor based in NEW YORK, New York, affiliated with CREDIT SUISSE SECURITIES (USA) LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

CREDIT SUISSE SECURITIES (USA) LLC

AUM

$805M

Regulatory assets under management

Employees

Total firm employees

View all advisors at CREDIT SUISSE SECURITIES (USA) LLC →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Other: TRANSACTION-BASED FEE

Regulatory

SEC/IARD CRD# 2444741

Firm CRD# 816

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Wayne J Powers offer?

Wayne J Powers specializes in Retirement Planning. Contact their office in NEW YORK, New York for a consultation.

What are Wayne J Powers's credentials?

Wayne J Powers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wayne J Powers located?

Wayne J Powers is based in NEW YORK, New York, working with CREDIT SUISSE SECURITIES (USA) LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Wayne J Powers charge for services?

Wayne J Powers's firm is compensated through percentage of aum, performance-based fees, other: transaction-based fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CREDIT SUISSE SECURITIES (USA) LLC?

CREDIT SUISSE SECURITIES (USA) LLC has approximately 39 employees and manages $805M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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