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Wayne J Powers

CREDIT SUISSE SECURITIES (USA) LLC·NEW YORK, New York
SIE, Series 7, Series 27, Series 63, Series 99TOClean recordCREDIT SUISSE SECURITIES (USA) LLC
11 MADISON AVENUE, NEW YORK, NY 10010CRD# 2444741Firm CRD# 816

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wayne J Powers · NEW YORK, NY
Registration
CRD #2444741 · CREDIT SUISSE SECURITIES (USA) LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 27
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264
AUM
$805M
Regulatory assets under management
Employees
39
20 client accounts
Services offered by CREDIT SUISSE SECURITIES (USA) LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does Wayne J Powers offer?
Wayne J Powers specializes in Retirement Planning. Contact their office in NEW YORK, New York for a consultation.
What are Wayne J Powers's credentials?
Wayne J Powers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wayne J Powers located?
Wayne J Powers is based in NEW YORK, New York, working with CREDIT SUISSE SECURITIES (USA) LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Wayne J Powers charge for services?
Wayne J Powers's firm is compensated through percentage of aum, performance-based fees, other: transaction-based fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CREDIT SUISSE SECURITIES (USA) LLC?
CREDIT SUISSE SECURITIES (USA) LLC has approximately 39 employees and manages $805M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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