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Tracy Ann Hopkins-Condon

BNY MELLON SECURITIES CORPORATION·NEW YORK, New York
SIE, Series 6, Series 7, Series 24, Series 26, Series 63Clean recordBNY MELLON SECURITIES CORPORATION
240 GREENWICH STREET, NEW YORK, NY 10286-0001CRD# 1416315Firm CRD# 231

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Tracy Ann Hopkins-Condon · NEW YORK, NY
Registration
CRD #1416315 · BNY MELLON SECURITIES CORPORATION
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 26
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
BNY MELLON SECURITIES CORPORATION
CRD 231 · SEC 801-54739
AUM
$6.1B
Regulatory assets under management
Employees
303
3,853 client accounts
Services offered by BNY MELLON SECURITIES CORPORATION
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
View all advisors at BNY MELLON SECURITIES CORPORATION →
Introduction

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Frequently Asked Questions

What services does Tracy Ann Hopkins-Condon offer?
Tracy Ann Hopkins-Condon specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in NEW YORK, New York for a consultation.
What are Tracy Ann Hopkins-Condon's credentials?
Tracy Ann Hopkins-Condon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Tracy Ann Hopkins-Condon located?
Tracy Ann Hopkins-Condon is based in NEW YORK, New York, working with BNY MELLON SECURITIES CORPORATION. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Tracy Ann Hopkins-Condon charge for services?
Tracy Ann Hopkins-Condon's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BNY MELLON SECURITIES CORPORATION?
BNY MELLON SECURITIES CORPORATION has approximately 303 employees and manages $6.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Jawanza-Jojo-Kamau Gross
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Alban Joseph Miranda
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Andrew John Provencher
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Hal Robert Marquit
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Jaynthi Karpagam Gandhi
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