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Susan Clark Livingston

BROWN BROTHERS HARRIMAN & CO.·NEW YORK, New York
SIE, Series 7, Series 24, Series 63Clean recordBROWN BROTHERS HARRIMAN & CO.
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPT, NEW YORK, NY 10005-1101CRD# 2831394Firm CRD# 111231

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Susan Clark Livingston · NEW YORK, NY
Registration
CRD #2831394 · BROWN BROTHERS HARRIMAN & CO.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
BROWN BROTHERS HARRIMAN & CO.
CRD 111231 · SEC 801-60256
AUM
$20.6B
Regulatory assets under management
Employees
74
16 client accounts
Services offered by BROWN BROTHERS HARRIMAN & CO.
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
View all advisors at BROWN BROTHERS HARRIMAN & CO. →
Introduction

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Frequently Asked Questions

What services does Susan Clark Livingston offer?
Susan Clark Livingston specializes in Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in NEW YORK, New York for a consultation.
What are Susan Clark Livingston's credentials?
Susan Clark Livingston is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Susan Clark Livingston located?
Susan Clark Livingston is based in NEW YORK, New York, working with BROWN BROTHERS HARRIMAN & CO.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Susan Clark Livingston charge for services?
Susan Clark Livingston's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROWN BROTHERS HARRIMAN & CO.?
BROWN BROTHERS HARRIMAN & CO. has approximately 74 employees and manages $20.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Anita Karkhanis Kerr
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