Unclaimed Profile

Sharon Ann Ritchey

AXA ADVISORS, LLC·NEW YORK, New York

SIE, Series 6, Series 26Clean recordAXA ADVISORS, LLC

1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104CRD# 5842479Firm CRD# 6627

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sharon Ann Ritchey · NEW YORK, NY

Registration

CRD #5842479 · AXA ADVISORS, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EQUITABLE ADVISORS, LLC

CRD 6627 · SEC 801-14065

AUM

$32.3B

Regulatory assets under management

Employees

5,565

81,035 client accounts

Services offered by EQUITABLE ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at EQUITABLE ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Sharon Ann Ritchey offer?

Sharon Ann Ritchey specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW YORK, New York for a consultation.

What are Sharon Ann Ritchey's credentials?

Sharon Ann Ritchey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sharon Ann Ritchey located?

Sharon Ann Ritchey is based in NEW YORK, New York, working with AXA ADVISORS, LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Sharon Ann Ritchey charge for services?

Sharon Ann Ritchey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AXA ADVISORS, LLC?

AXA ADVISORS, LLC has approximately 5565 employees and manages $32.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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