AdvisorOS Directory
Claim Profile
Unclaimed Profile
SS

Sarah Elizabeth Stephens

RICHBROOK ADVISORS, LP·NEW YORK, New York
Clean recordRICHBROOK ADVISORS, LP
1995 BROADWAY, 8TH FLOOR, NEW YORK, NY 10023CRD# 5719434Firm CRD# 316848

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sarah Elizabeth Stephens · NEW YORK, NY
Registration
CRD #5719434 · RICHBROOK ADVISORS, LP
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Sarah Elizabeth Stephens is a registered financial advisor based in NEW YORK, New York, affiliated with RICHBROOK ADVISORS, LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

Speak with Sarah

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Sarah is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
RICHBROOK ADVISORS, LP
RICHBROOK ADVISORS, LP
AUM
$815M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at RICHBROOK ADVISORS, LP →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5719434
Firm CRD# 316848
View on FINRA BrokerCheck →

Looking for a financial advisor in NEW YORK?

Browse all registered financial advisors in NEW YORK, New York or claim this profile if it's yours.

Browse NEW YORK AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Sarah Elizabeth Stephens offer?
Sarah Elizabeth Stephens specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Sarah Elizabeth Stephens's credentials?
Sarah Elizabeth Stephens is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sarah Elizabeth Stephens located?
Sarah Elizabeth Stephens is based in NEW YORK, New York, working with RICHBROOK ADVISORS, LP. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Sarah Elizabeth Stephens charge for services?
Sarah Elizabeth Stephens's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RICHBROOK ADVISORS, LP?
RICHBROOK ADVISORS, LP has approximately 7 employees and manages $815M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at RICHBROOK ADVISORS, LP

Andrew Ball
NEW YORK, NY
Edward Garrett Russell
NEW YORK, NY
Vlad Kotlyarsky
NEW YORK, NY

More Advisors in NEW YORK, New York

Alisa Annah Berger
LUMINARX CAPITAL MANAGEMENT LP·NEW YORK, NY
Christa Mueller Dorrego
ARNHOLD LLC·NEW YORK, NY
Tiffany Taylor Michel
RENAISSANCE TECHNOLOGIES LLC·NEW YORK, NY
Rishi Harish Shah
BREVAN HOWARD US INVESTMENT MANAGEMENT LP·NEW YORK, NY
Suzanna Maud Carr
HSBC SECURITIES (USA) INC.·NEW YORK, NY
Todd Tibbetts
MIO PARTNERS, INC.·NEW YORK, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
ROCHESTER (219)WHITE PLAINS (203)PURCHASE (160)SYRACUSE (160)BUFFALO (132)BROOKLYN (131)ALBANY (124)RYE (123)NEW YORK CITY (113)PITTSFORD (112)
City Guides
ROCHESTER GuideWHITE PLAINS GuidePURCHASE GuideSYRACUSE GuideBUFFALO Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile