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Samuel Anthony Iii Guidetti

AEGIS CAPITAL CORP.·NEW YORK, New York
SIE, Series 7, Series 24, Series 55, Series 63AEGIS CAPITAL CORP.
810 7TH AVE., NEW YORK, NY 10019CRD# 1834494Firm CRD# 15007

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Samuel Anthony Iii Guidetti · NEW YORK, NY
Registration
CRD #1834494 · AEGIS CAPITAL CORP.
Brand Profile
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01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 55
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
AEGIS CAPITAL CORP.
CRD 15007 · SEC 801-71386
AUM
$1.3B
Regulatory assets under management
Employees
257
2,479 client accounts
Services offered by AEGIS CAPITAL CORP.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at AEGIS CAPITAL CORP. →
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Frequently Asked Questions

What services does Samuel Anthony Iii Guidetti offer?
Samuel Anthony Iii Guidetti specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Samuel Anthony Iii Guidetti's credentials?
Samuel Anthony Iii Guidetti is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Samuel Anthony Iii Guidetti located?
Samuel Anthony Iii Guidetti is based in NEW YORK, New York, working with AEGIS CAPITAL CORP.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Samuel Anthony Iii Guidetti charge for services?
Samuel Anthony Iii Guidetti's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AEGIS CAPITAL CORP.?
AEGIS CAPITAL CORP. has approximately 257 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AEGIS CAPITAL CORP.

Mitchell Scott Fitter
NEW YORK, NY
David Stanley Hentschel
NEW YORK, NY
Kevin C Meade
NEW YORK, NY
Teresa Watkins Douberly
NEW YORK, NY
Anthony Guglielmo
NEW YORK, NY
Anthony Michael Sr Monaco
NEW YORK, NY

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