AdvisorOS Directory
Claim Profile
NR

Neil Peter Record

RECORD CURRENCY MANAGEMENT (US) INC·NEW YORK, New York
Unclaimed Profile
115 BROADWAY, NEW YORK, NY 10004CRD# 4397843Firm CRD# 171338
01

About

Neil Peter Record is a registered financial advisor based in NEW YORK, New York, affiliated with RECORD CURRENCY MANAGEMENT (US) INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
Nonprofits & Foundations
03

Firm Overview

Firm
RECORD CURRENCY MANAGEMENT (US) INC
RECORD CURRENCY MANAGEMENT INC
AUM
$19.3B
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at RECORD CURRENCY MANAGEMENT (US) INC →
Services
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
04

Background

Compensation
Subscription fees
Other: SALARY, MANAGEMENT FEE AGREEMENT, GROUP PROFIT SCHEME
Regulatory
SEC/IARD CRD# 4397843
Firm CRD# 171338
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in NEW YORK?

Browse all registered financial advisors in NEW YORK, New York or claim this profile if it's yours.

Browse NEW YORK AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Neil Peter Record offer?
Neil Peter Record specializes in Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Neil Peter Record's credentials?
Neil Peter Record is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Neil Peter Record located?
Neil Peter Record is based in NEW YORK, New York, working with RECORD CURRENCY MANAGEMENT (US) INC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Neil Peter Record charge for services?
Neil Peter Record's firm is compensated through subscription fees, other: salary, management fee agreement, group profit scheme. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RECORD CURRENCY MANAGEMENT (US) INC?
RECORD CURRENCY MANAGEMENT (US) INC has approximately 5 employees and manages $19.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at RECORD CURRENCY MANAGEMENT (US) INC

Richard Anthony Heading
NEW YORK, NY
Grady Mcgown Laurie
NEW YORK, NY
Leslie Francoise Meier
NEW YORK, NY
David Alistair James Wood-Collins
NEW YORK, NY
Steven Peter Cullen
NEW YORK, NY
Thomas Allan Quartermaine Arnold
NEW YORK, NY

More Advisors in NEW YORK, New York

Alisa Annah Berger
LUMINARX CAPITAL MANAGEMENT LP·NEW YORK, NY
Tiffany Taylor Michel
RENAISSANCE TECHNOLOGIES LLC·NEW YORK, NY
Christa Mueller Dorrego
ARNHOLD LLC·NEW YORK, NY
Rishi Harish Shah
BREVAN HOWARD US INVESTMENT MANAGEMENT LP·NEW YORK, NY
Suzanna Maud Carr
HSBC SECURITIES (USA) INC.·NEW YORK, NY
Todd Tibbetts
MIO PARTNERS, INC.·NEW YORK, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
ROCHESTER (219)WHITE PLAINS (203)PURCHASE (160)SYRACUSE (160)BUFFALO (132)BROOKLYN (131)ALBANY (124)RYE (123)NEW YORK CITY (113)PITTSFORD (112)
City Guides
ROCHESTER GuideWHITE PLAINS GuidePURCHASE GuideSYRACUSE GuideBUFFALO Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile