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Misti Ushio

HARRIS & HARRIS GROUP, INC.·NEW YORK, New York
Unclaimed Profile
1450 BROADWAY, NEW YORK, NY 10018CRD# 6135981Firm CRD# 165936
01

About

Misti Ushio is a registered financial advisor based in NEW YORK, New York, affiliated with HARRIS & HARRIS GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
HARRIS & HARRIS GROUP, INC.
HARRIS & HARRIS GROUP, INC.
AUM
—
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at HARRIS & HARRIS GROUP, INC. →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6135981
Firm CRD# 165936
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Misti Ushio offer?
Misti Ushio specializes in Retirement Planning. Contact their office in NEW YORK, New York for a consultation.
What are Misti Ushio's credentials?
Misti Ushio is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Misti Ushio located?
Misti Ushio is based in NEW YORK, New York, working with HARRIS & HARRIS GROUP, INC.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Misti Ushio charge for services?
Misti Ushio's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARRIS & HARRIS GROUP, INC.?
HARRIS & HARRIS GROUP, INC. has approximately 10 employees. The firm is registered with the SEC as an investment adviser.
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