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Michael Joseph Grisius

SARATOGA INVESTMENT ADVISORS, LLC·NEW YORK, New York
Clean recordSARATOGA INVESTMENT ADVISORS, LLC
535 MADISON AVENUE, NEW YORK, NY 10022CRD# 4638187Firm CRD# 153060

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Joseph Grisius · NEW YORK, NY
Registration
CRD #4638187 · SARATOGA INVESTMENT ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Michael Joseph Grisius is a registered financial advisor based in NEW YORK, New York, affiliated with SARATOGA INVESTMENT ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
SARATOGA INVESTMENT ADVISORS, LLC
SARATOGA INVESTMENT ADVISORS, LLC
AUM
$2.2B
Regulatory assets under management
Employees
22
Total firm employees
View all advisors at SARATOGA INVESTMENT ADVISORS, LLC →
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4638187
Firm CRD# 153060
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Michael Joseph Grisius offer?
Michael Joseph Grisius specializes in Investment Management, Retirement Planning. Contact their office in NEW YORK, New York for a consultation.
What are Michael Joseph Grisius's credentials?
Michael Joseph Grisius is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Joseph Grisius located?
Michael Joseph Grisius is based in NEW YORK, New York, working with SARATOGA INVESTMENT ADVISORS, LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Michael Joseph Grisius charge for services?
Michael Joseph Grisius's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SARATOGA INVESTMENT ADVISORS, LLC?
SARATOGA INVESTMENT ADVISORS, LLC has approximately 22 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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