Unclaimed Profile

Michael Joseph Giannotto

LADENBURG THALMANN ASSET MANAGEMENT INC·NEW YORK, New York

SIE, Series 7, Series 24, Series 65, Series 66Clean record9 years registeredLADENBURG THALMANN ASSET MANAGEMENT INC

277 PARK AVENUE, NEW YORK, NY 10172CRD# 2011397Firm CRD# 108604

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Joseph Giannotto · NEW YORK, NY

Registration

CRD #2011397 · LADENBURG THALMANN ASSET MANAGEMENT INC · 9 years registered

Brand Profile

Not yet started

Career History

SUMMIT FINANCIAL, LLC

Nov 2022 – present

ROYAL ALLIANCE ASSOCIATES, INC.

Nov 2018 – Aug 2019

SCOTTSDALE, AZ

LADENBURG THALMANN ASSET MANAGEMENT INC

Feb 2017 – Jan 2018

New York, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 65

Series 66

Registration record

First registered · February 28, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LADENBURG THALMANN ASSET MANAGEMENT INC

CRD 108604 · SEC 801-54909

AUM

$4.3B

Regulatory assets under management

Employees

3,133 client accounts

Services offered by LADENBURG THALMANN ASSET MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at LADENBURG THALMANN ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Michael Joseph Giannotto offer?

Michael Joseph Giannotto specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.

What are Michael Joseph Giannotto's credentials?

Michael Joseph Giannotto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Joseph Giannotto located?

Michael Joseph Giannotto is based in NEW YORK, New York, working with LADENBURG THALMANN ASSET MANAGEMENT INC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Michael Joseph Giannotto charge for services?

Michael Joseph Giannotto's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LADENBURG THALMANN ASSET MANAGEMENT INC?

LADENBURG THALMANN ASSET MANAGEMENT INC has approximately 37 employees and manages $4.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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