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Matthew Nicholls

CLEARBRIDGE INVESTMENTS, LLC·NEW YORK, New York
SIE, Series 7, Series 24, Series 63Clean recordCLEARBRIDGE INVESTMENTS, LLC
620 8TH AVENUE, NEW YORK, NY 10018CRD# 4707836Firm CRD# 137028

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Matthew Nicholls · NEW YORK, NY
Registration
CRD #4707836 · CLEARBRIDGE INVESTMENTS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CLEARBRIDGE INVESTMENTS, LLC
CRD 137028 · SEC 801-64710
AUM
$180.8B
Regulatory assets under management
Employees
214
122,375 client accounts
Services offered by CLEARBRIDGE INVESTMENTS, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at CLEARBRIDGE INVESTMENTS, LLC →
Introduction

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Frequently Asked Questions

What services does Matthew Nicholls offer?
Matthew Nicholls specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Matthew Nicholls's credentials?
Matthew Nicholls is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Matthew Nicholls located?
Matthew Nicholls is based in NEW YORK, New York, working with CLEARBRIDGE INVESTMENTS, LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Matthew Nicholls charge for services?
Matthew Nicholls's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CLEARBRIDGE INVESTMENTS, LLC?
CLEARBRIDGE INVESTMENTS, LLC has approximately 214 employees and manages $180.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Scott Keith Glasser
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