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Joy Catherine Dowd

J.P. MORGAN INVESTMENT MANAGEMENT INC.·NEW YORK, New York
J.P. MORGAN INVESTMENT MANAGEMENT INC.
383 MADISON AVENUE, NEW YORK, NY 10179-0001CRD# 3198471Firm CRD# 107038

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joy Catherine Dowd · NEW YORK, NY
Registration
CRD #3198471 · J.P. MORGAN INVESTMENT MANAGEMENT INC.
Brand Profile
Not yet started
Disclosure history
10 disclosures on file · See FINRA BrokerCheck for full record
01

About

Joy Catherine Dowd is a registered financial advisor based in NEW YORK, New York, affiliated with J.P. MORGAN INVESTMENT MANAGEMENT INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
J.P. MORGAN INVESTMENT MANAGEMENT INC.
J.P. MORGAN INVESTMENT MANAGEMENT INC.
AUM
$2549.1B
Regulatory assets under management
Employees
3167
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 3198471
Firm CRD# 107038
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Joy Catherine Dowd offer?
Joy Catherine Dowd specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Joy Catherine Dowd's credentials?
Joy Catherine Dowd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joy Catherine Dowd located?
Joy Catherine Dowd is based in NEW YORK, New York, working with J.P. MORGAN INVESTMENT MANAGEMENT INC.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Joy Catherine Dowd charge for services?
Joy Catherine Dowd's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is J.P. MORGAN INVESTMENT MANAGEMENT INC.?
J.P. MORGAN INVESTMENT MANAGEMENT INC. has approximately 3167 employees and manages $2549.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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