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John Ralph Romano

AJF CAPITAL MANAGEMENT, INC.·NEW YORK, New York
Unclaimed Profile
211 EAST 43RD ST., NEW YORK, NY 10017CRD# 6351391Firm CRD# 126414
01

About

John Ralph Romano is a registered financial advisor based in NEW YORK, New York, affiliated with AJF CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
AJF CAPITAL MANAGEMENT, INC.
AJF CAPITAL MANAGEMENT, INC.
AUM
$169M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at AJF CAPITAL MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 6351391
Firm CRD# 126414
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John Ralph Romano offer?
John Ralph Romano specializes in Financial Planning, Investment Management. Contact their office in NEW YORK, New York for a consultation.
What are John Ralph Romano's credentials?
John Ralph Romano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Ralph Romano located?
John Ralph Romano is based in NEW YORK, New York, working with AJF CAPITAL MANAGEMENT, INC.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does John Ralph Romano charge for services?
John Ralph Romano's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AJF CAPITAL MANAGEMENT, INC.?
AJF CAPITAL MANAGEMENT, INC. has approximately 4 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Andrew Jon Friedman
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Steven James Brennan
NEW YORK, NY
Christopher Xavier Chiou
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Loretta No Middle Name Ross-Friedman
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Michael J Ryan
NEW YORK, NY

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