Unclaimed Profile

Jason Louis Smith

HSBC SECURITIES (USA) INC.·NEW YORK, New York

SIE, Series 7, Series 10, Series 24, Series 53, Series 55, Series 63, Series 66, Series 99TOClean record22 years registeredHSBC SECURITIES (USA) INC.

452 FIFTH AVENUE, NEW YORK, NY 10018CRD# 4369913Firm CRD# 19585

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jason Louis Smith · NEW YORK, NY

Registration

CRD #4369913 · HSBC SECURITIES (USA) INC. · 22 years registered

Brand Profile

Not yet started

Career History

HSBC SECURITIES (USA) INC.

Dec 2017 – present

CITIGROUP GLOBAL MARKETS INC.

Jan 2016 – Nov 2017

LONG ISLAND CITY, NY

HSBC SECURITIES (USA) INC.

Aug 2013 – Dec 2015

NEW YORK, NY

AXA ADVISORS, LLC

Jan 2004 – Sep 2005

BALA CYNWYD, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 10

Series 24

Series 53

Series 55

Series 63

Series 66

Series 99TO

Registration record

First registered · January 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HSBC SECURITIES (USA) INC.

CRD 19585 · SEC 801-64563

AUM

$3.0B

Regulatory assets under management

Employees

507

12,389 client accounts

Services offered by HSBC SECURITIES (USA) INC.

Per Form ADV

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at HSBC SECURITIES (USA) INC. →

Introduction

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Frequently Asked Questions

What services does Jason Louis Smith offer?

Jason Louis Smith specializes in Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.

What are Jason Louis Smith's credentials?

Jason Louis Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jason Louis Smith located?

Jason Louis Smith is based in NEW YORK, New York, working with HSBC SECURITIES (USA) INC.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Jason Louis Smith charge for services?

Jason Louis Smith's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HSBC SECURITIES (USA) INC.?

HSBC SECURITIES (USA) INC. has approximately 507 employees and manages $3.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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