Unclaimed Profile

James Edward Hunt

TOCQUEVILLE ASSET MANAGEMENT LP·NEW YORK, New York

SIE, Series 7, Series 52TO, Series 63Clean record4 years registeredTOCQUEVILLE ASSET MANAGEMENT LP

40 WEST 57TH STREET, NEW YORK, NY 10019CRD# 2003648Firm CRD# 105690

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Edward Hunt · NEW YORK, NY

Registration

CRD #2003648 · TOCQUEVILLE ASSET MANAGEMENT LP · 4 years registered

Brand Profile

Not yet started

Career History

TOCQUEVILLE ASSET MANAGEMENT LP

Aug 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 52TO

Series 63

Registration record

First registered · August 22, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TOCQUEVILLE ASSET MANAGEMENT LP

CRD 105690 · SEC 801-36209

AUM

$8.9B

Regulatory assets under management

Employees

2,389 client accounts

Services offered by TOCQUEVILLE ASSET MANAGEMENT LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at TOCQUEVILLE ASSET MANAGEMENT LP →

Introduction

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Frequently Asked Questions

What services does James Edward Hunt offer?

James Edward Hunt specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.

What are James Edward Hunt's credentials?

James Edward Hunt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Edward Hunt located?

James Edward Hunt is based in NEW YORK, New York, working with TOCQUEVILLE ASSET MANAGEMENT LP. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does James Edward Hunt charge for services?

James Edward Hunt's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOCQUEVILLE ASSET MANAGEMENT LP?

TOCQUEVILLE ASSET MANAGEMENT LP has approximately 74 employees and manages $8.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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