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Jack Randolph Swain

KS MANAGEMENT CORP.·NEW YORK, New York
Clean recordKS MANAGEMENT CORP.
488 MADISON AVE, NEW YORK, NY 10022CRD# 5060300Firm CRD# 137416

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jack Randolph Swain · NEW YORK, NY
Registration
CRD #5060300 · KS MANAGEMENT CORP.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Jack Randolph Swain is a registered financial advisor based in NEW YORK, New York, affiliated with KS MANAGEMENT CORP.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
KS MANAGEMENT CORP.
KS MANAGEMENT CORP.
AUM
$154M
Regulatory assets under management
Employees
—
Total firm employees
View all advisors at KS MANAGEMENT CORP. →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5060300
Firm CRD# 137416
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Jack Randolph Swain offer?
Jack Randolph Swain specializes in Retirement Planning. Contact their office in NEW YORK, New York for a consultation.
What are Jack Randolph Swain's credentials?
Jack Randolph Swain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jack Randolph Swain located?
Jack Randolph Swain is based in NEW YORK, New York, working with KS MANAGEMENT CORP.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Jack Randolph Swain charge for services?
Jack Randolph Swain's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KS MANAGEMENT CORP.?
KS MANAGEMENT CORP. is a registered investment adviser with the SEC, managing $154M in regulatory assets under management. See their Form ADV for full details.
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Michael Coleman Kempner
NEW YORK, NY

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