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Eric John Sr Stein

J.P. MORGAN SECURITIES LLC·NEW YORK, New York
SIE, Series 7, Series 10, Series 24, Series 57TO, Series 63, Series 79TOClean recordJ.P. MORGAN SECURITIES LLC
383 MADISON AVE, NEW YORK, NY 10179CRD# 2630215Firm CRD# 79

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Eric John Sr Stein · NEW YORK, NY
Registration
CRD #2630215 · J.P. MORGAN SECURITIES LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 10
Series 24
Series 57TO
Series 63
Series 79TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
AUM
$249.7B
Regulatory assets under management
Employees
7,685
1,034,072 client accounts
Services offered by J.P. MORGAN SECURITIES LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at J.P. MORGAN SECURITIES LLC →
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Frequently Asked Questions

What services does Eric John Sr Stein offer?
Eric John Sr Stein specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Eric John Sr Stein's credentials?
Eric John Sr Stein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eric John Sr Stein located?
Eric John Sr Stein is based in NEW YORK, New York, working with J.P. MORGAN SECURITIES LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Eric John Sr Stein charge for services?
Eric John Sr Stein's firm is compensated through percentage of aum, other: fee computed based on cents-per-share-deposited-into-the-account. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is J.P. MORGAN SECURITIES LLC?
J.P. MORGAN SECURITIES LLC has approximately 7685 employees and manages $249.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Patrick Paul Dempsey
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NEW YORK, NY
Jeffrey Mark Lipman
NEW YORK, NY
John E Simmons
NEW YORK, NY

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