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Edward John Smith

NEWMAX ADVISORS, LLC·NEW YORK, New York
Unclaimed Profile
40 WALL STREET, NEW YORK, NY 10005CRD# 4161601Firm CRD# 161114
01

About

Edward John Smith is a registered financial advisor based in NEW YORK, New York, affiliated with NEWMAX ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
NEWMAX ADVISORS, LLC
NEWMAX ADVISORS, LLC
AUM
—
Regulatory assets under management
Employees
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Total firm employees
View all advisors at NEWMAX ADVISORS, LLC →
Services
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 4161601
Firm CRD# 161114
1 disclosure on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Edward John Smith offer?
Edward John Smith is a registered financial advisor in NEW YORK, New York. Contact their office for details on services offered.
What are Edward John Smith's credentials?
Edward John Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Edward John Smith located?
Edward John Smith is based in NEW YORK, New York, working with NEWMAX ADVISORS, LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Edward John Smith charge for services?
Edward John Smith's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEWMAX ADVISORS, LLC?
NEWMAX ADVISORS, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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Christopher M Apolito
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Marc Avi Preston
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Sasha Michel Szabo
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David Halabu
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