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David Oman

CREDIT SUISSE SECURITIES (USA) LLC·NEW YORK, New York
Unclaimed Profile
11 MADISON AVENUE, NEW YORK, NY 10010CRD# 5685397Firm CRD# 816
01

About

David Oman is a registered financial advisor based in NEW YORK, New York, affiliated with CREDIT SUISSE SECURITIES (USA) LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
CREDIT SUISSE SECURITIES (USA) LLC
CREDIT SUISSE SECURITIES (USA) LLC
AUM
$805M
Regulatory assets under management
Employees
39
Total firm employees
View all advisors at CREDIT SUISSE SECURITIES (USA) LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: TRANSACTION-BASED FEE
Regulatory
SEC/IARD CRD# 5685397
Firm CRD# 816
19 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Oman offer?
David Oman specializes in Retirement Planning. Contact their office in NEW YORK, New York for a consultation.
What are David Oman's credentials?
David Oman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Oman located?
David Oman is based in NEW YORK, New York, working with CREDIT SUISSE SECURITIES (USA) LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does David Oman charge for services?
David Oman's firm is compensated through percentage of aum, performance-based fees, other: transaction-based fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CREDIT SUISSE SECURITIES (USA) LLC?
CREDIT SUISSE SECURITIES (USA) LLC has approximately 39 employees and manages $805M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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