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Charles Michael Rosenthal

FIRST MANHATTAN CO·NEW YORK, New York
SIE, Series 1, Series 63, Series 65FIRST MANHATTAN CO
399 PARK AVENUE, NEW YORK, NY 10022CRD# 404562Firm CRD# 1845

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Michael Rosenthal · NEW YORK, NY
Registration
CRD #404562 · FIRST MANHATTAN CO
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 63
Series 65
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
FIRST MANHATTAN CO. LLC
CRD 1845 · SEC 801-12411
AUM
$29.9B
Regulatory assets under management
Employees
114
5,308 client accounts
Services offered by FIRST MANHATTAN CO. LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at FIRST MANHATTAN CO. LLC →
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04

Frequently Asked Questions

What services does Charles Michael Rosenthal offer?
Charles Michael Rosenthal specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Charles Michael Rosenthal's credentials?
Charles Michael Rosenthal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Michael Rosenthal located?
Charles Michael Rosenthal is based in NEW YORK, New York, working with FIRST MANHATTAN CO. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Charles Michael Rosenthal charge for services?
Charles Michael Rosenthal's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIRST MANHATTAN CO?
FIRST MANHATTAN CO has approximately 114 employees and manages $29.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Allen Saul Zwickler
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Adam Harris Schwartz
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Daniel Rosenbloom
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Timothy Carrol Muccia
NEW YORK, NY

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