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Brian Keith Breneman

NEW ENGLAND SECURITIES CORPORATION·NEW YORK, New York
SIE, Series 6, Series 7, Series 9, Series 24, Series 26, Series 63Clean recordNEW ENGLAND SECURITIES CORPORATION
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036CRD# 1775087Firm CRD# 615

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Keith Breneman · NEW YORK, NY
Registration
CRD #1775087 · NEW ENGLAND SECURITIES CORPORATION
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 9
Series 24
Series 26
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NEW ENGLAND SECURITIES CORPORATION
CRD 615 · SEC 801-47061
AUM
$5.3B
Regulatory assets under management
Employees
2,514
35,099 client accounts
Services offered by NEW ENGLAND SECURITIES CORPORATION
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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04

Frequently Asked Questions

What services does Brian Keith Breneman offer?
Brian Keith Breneman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Brian Keith Breneman's credentials?
Brian Keith Breneman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Keith Breneman located?
Brian Keith Breneman is based in NEW YORK, New York, working with NEW ENGLAND SECURITIES CORPORATION. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Brian Keith Breneman charge for services?
Brian Keith Breneman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEW ENGLAND SECURITIES CORPORATION?
NEW ENGLAND SECURITIES CORPORATION has approximately 2514 employees and manages $5.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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