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Brian J Lee

GOLDMAN SACHS & CO. LLC·NEW YORK, New York
SIE, Series 27, Series 99TOClean recordGOLDMAN SACHS & CO. LLC
200 WEST STREET, NEW YORK, NY 10282CRD# 6143609Firm CRD# 361

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian J Lee · NEW YORK, NY
Registration
CRD #6143609 · GOLDMAN SACHS & CO. LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048
AUM
$222.7B
Regulatory assets under management
Employees
3,689
77,247 client accounts
Services offered by GOLDMAN SACHS & CO. LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at GOLDMAN SACHS & CO. LLC →
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Frequently Asked Questions

What services does Brian J Lee offer?
Brian J Lee specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Brian J Lee's credentials?
Brian J Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian J Lee located?
Brian J Lee is based in NEW YORK, New York, working with GOLDMAN SACHS & CO. LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Brian J Lee charge for services?
Brian J Lee's firm is compensated through percentage of aum, subscription fees, commissions, performance-based fees, other: execution charges, custody, management fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GOLDMAN SACHS & CO. LLC?
GOLDMAN SACHS & CO. LLC has approximately 3689 employees and manages $222.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GOLDMAN SACHS & CO. LLC

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Asahi M Pompey
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Denis Patrick Iii Coleman
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John Edward Waldron
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Jon Joseph Wondrack
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Sorubh Chandani
NEW YORK, NY

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