Unclaimed Profile

Alan Jeffrey Buick

TRISHIELD CAPITAL MANAGEMENT LLC·NEW YORK, New York

Clean recordTRISHIELD CAPITAL MANAGEMENT LLC

1133 BROADWAY, NEW YORK, NY 10010CRD# 2285947Firm CRD# 164150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alan Jeffrey Buick · NEW YORK, NY

Registration

CRD #2285947 · TRISHIELD CAPITAL MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Alan Jeffrey Buick is a registered financial advisor based in NEW YORK, New York, affiliated with TRISHIELD CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

TRISHIELD CAPITAL MANAGEMENT LLC

AUM

$172M

Regulatory assets under management

Employees

—

Total firm employees

View all advisors at TRISHIELD CAPITAL MANAGEMENT LLC →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 2285947

Firm CRD# 164150

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Alan Jeffrey Buick offer?

Alan Jeffrey Buick specializes in Retirement Planning. Contact their office in NEW YORK, New York for a consultation.

What are Alan Jeffrey Buick's credentials?

Alan Jeffrey Buick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alan Jeffrey Buick located?

Alan Jeffrey Buick is based in NEW YORK, New York, working with TRISHIELD CAPITAL MANAGEMENT LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Alan Jeffrey Buick charge for services?

Alan Jeffrey Buick's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRISHIELD CAPITAL MANAGEMENT LLC?

TRISHIELD CAPITAL MANAGEMENT LLC is a registered investment adviser with the SEC, managing $172M in regulatory assets under management. See their Form ADV for full details.

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