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Alain Alberto Ohayon

DOMINICK & DOMINICK LLC·NEW YORK, New York
SIE, Series 3, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63DOMINICK & DOMINICK LLC
150 EAST 52ND STREET, NEW YORK, NY 10022CRD# 1180975Firm CRD# 7344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alain Alberto Ohayon · NEW YORK, NY
Registration
CRD #1180975 · DOMINICK & DOMINICK LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 8
Series 9
Series 10
Series 24
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
DOMINICK & DOMINICK LLC
CRD 7344 · SEC 801-63247
AUM
$372M
Regulatory assets under management
Employees
100
577 client accounts
Services offered by DOMINICK & DOMINICK LLC
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
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04

Frequently Asked Questions

What services does Alain Alberto Ohayon offer?
Alain Alberto Ohayon specializes in Investment Management. Contact their office in NEW YORK, New York for a consultation.
What are Alain Alberto Ohayon's credentials?
Alain Alberto Ohayon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alain Alberto Ohayon located?
Alain Alberto Ohayon is based in NEW YORK, New York, working with DOMINICK & DOMINICK LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Alain Alberto Ohayon charge for services?
Alain Alberto Ohayon's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DOMINICK & DOMINICK LLC?
DOMINICK & DOMINICK LLC has approximately 100 employees and manages $372M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Robert Michael Hladek
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