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Ronald Dooley

J. STERN & CO., LLC·NEW YORK CITY, New York
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1 ROCKEFELLER PLAZA, NEW YORK CITY, NY 10022CRD# 6208206Firm CRD# 326509
01

About

Ronald Dooley is a registered financial advisor based in NEW YORK CITY, New York, affiliated with J. STERN & CO., LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
J. STERN & CO., LLC
J. STERN & CO., LLC
AUM
$25M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at J. STERN & CO., LLC →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6208206
Firm CRD# 326509
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Ronald Dooley offer?
Ronald Dooley specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK CITY, New York for a consultation.
What are Ronald Dooley's credentials?
Ronald Dooley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Ronald Dooley located?
Ronald Dooley is based in NEW YORK CITY, New York, working with J. STERN & CO., LLC. Their office serves clients in the NEW YORK CITY metropolitan area and surrounding communities.
How does Ronald Dooley charge for services?
Ronald Dooley's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is J. STERN & CO., LLC?
J. STERN & CO., LLC has approximately 3 employees and manages $25M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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